Compliance - Newark, NJ Compliance Technology Analyst
About the position
PGIM Fixed Income, a division of PGIM Inc., an SEC-registered investment adviser and a business unit of Prudential Financial, Inc. is seeking a Compliance Analyst. PGIM Fixed Income has over $700 billion in assets under management across a broad array of fixed income strategies and client types including institutional separate accounts, sub-advised mutual funds, CLOs, offshore commingled and separate client accounts. PGIM Fixed Income has a strong commitment to its customers, including mutual fund investors, corporations, public retirement funds, Taft-Hartley plans, sovereign wealth funds, insurance companies, foundations, and endowments.
Compliance Technology Analyst role is a member of the Investment Guidelines Team
which is embedded directly in the PGIM Fixed Income business and interacts with
Trading, Client Services, and Operations on a daily basis. The Investment
Guidelines Team is responsible for ensuring that PGIM Fixed Income portfolios are
managed in accordance with applicable regulatory, internal, and contractual
requirements. The Investment Guidelines Team utilizes BlackRock Solution’s
Aladdin investment management platform as the primary compliance monitoring system.
This is a challenging, fast-paced, and deadline-driven environment, which requires
excellent interpersonal and time management skills.
may include the following:
Monitor automated fixed income portfolio investment guidelines using Aladdin as well as manual processes where required
Research potential violations by partnering with Data, Client Service, Portfolio Management and Operations teams as needed
Prepare client certifications and other reporting
Respond to ad hoc compliance requests regarding portfolios and trading
Work on various transformation projects
Experience in the financial industry role helpful but not required, 0-4 total years of professional experience preferred
Knowledge of financial markets and ability to learn the nuances of fixed income markets
Experience with the BlackRock Solutions’ Aladdin system or comparable technology skills such as advanced Microsoft Excel skills (e.g. VBA), SQL, Python, Perl, etc
Strong data analysis skills with the ability to gather and draw actionable conclusions from that data
Excellent written and verbal communication skills, organizational skills, and attention to detail
Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth. The company's well-known Rock symbol is an icon of strength, stability, expertise and innovation that has stood the test of time. Prudential's businesses offer a variety of products and services, including life insurance, annuities, retirement-related services, mutual funds, asset management, and real estate services.
We recognize that our strength and success are directly linked to the quality and skills of our diverse associates. We are proud to be a place where talented people who want to make a difference can grow as professionals, leaders, and as individuals. Visit www.prudential.com to learn more about our values, our history and our brand.
Prudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status, or any other characteristic protected by law.
Note that this posting is intended for individual applicants. Search firms or agencies should email Staffing at email@example.com for more information about doing business with Prudential.