About the position
Prudential is looking for a dynamic attorney to fill a high-profile position in located in Newark, New Jersey. The VP Corporate Counsel will be responsible for handling a full range of legal matters including representation of Pruco Securities, LLC, a retail broker/dealer and investment adviser. The ideal candidate will provide counsel on these matters. The successful candidate will interact with members of senior management. Pruco offers insurance, advisory and other financial products to its customers and the ideal candidate will have experience working with these products. Additionally, the ideal candidate will have twelve to fifteen years of complex corporate, law firm and/or regulatory legal experience involving the laws related to the sale and distribution of securities, insurance, managed money and other advisory programs and services
Primary Duties and Responsibilities:
Providing thought leadership and support as a key member of the distribution legal team.
Address full range of issues related to investment advisory business.
Providing strategic advice to the business on new initiatives.
Interacting with senior business leaders.
Providing legal and regulatory advice and counsel to the retail broker-dealer with a concentration on variable annuities, insurance and mutual funds.
Representing and counseling insurers and broker-dealers before Federal and State Regulators, and Self-Regulatory Organizations.
Coordinating with Compliance and Risk Management Departments to provide legal analysis and counsel in connection with the sale and distribution of financial services products.
Keeping senior management and other personnel informed on pertinent legal and regulatory developments.
Perform special projects as assigned.
Some travel is required
Candidate will have 12 to 15 years of investment advisory, insurance and securities law experience;
Candidate must have an exceptional working knowledge of investment advisory laws and regulations, FINRA rules, insurance laws governing broker-dealers as well as life insurance and/or variable annuities.
Candidate must have exemplary analytical, practical problem solving, oral and written communication skills, as well as the capacity to work independently.
In depth experience with complex investment advisory products.
Candidate must have a JD degree from an accredited law school, and be admitted to practice law in New Jersey.
Candidate must have a solid academic background, be a self-starter and a team player. They should be detail-oriented and able to develop and implement new or enhanced processes for increasing the efficiency of regular responsibilities.
Candidate must be able to interface with all levels of management confidently and professionally and manage time effectively.
Competencies Essential to Success:
The candidate should possess the following core competencies:
Demonstrates a strong moral compass
Establishes/Supports a Clear Vision and Strategy
Has a Talent Mindset
Takes Intelligent Risks
Collaborates to Seize Opportunities
Transforms Strategy into Action
Ability to collaborate across the enterprise.
Ability to accurately assess legal and regulatory risks.
Strong public speaking skills.
Excellent judgment and the ability to make clear, rational and timely decisions in the best interest of Prudential consistent with available facts and applicable laws and regulations
The ability to thrive in an environment where coordination and teamwork is a priority and the ability to interact well with senior business executives.
Flexibility and a willingness to adapt to changing needs of the organization and/or business clients.
Prudential is a multinational financial services leader with operations in the United States, Asia, Europe, and Latin America. Leveraging its heritage of life insurance and asset management expertise, Prudential is focused on helping individual and institutional customers grow and protect their wealth. The company's well-known Rock symbol is an icon of strength, stability, expertise and innovation that has stood the test of time. Prudential's businesses offer a variety of products and services, including life insurance, annuities, retirement-related services, mutual funds, asset management, and real estate services.
We recognize that our strength and success are directly linked to the quality and skills of our diverse associates. We are proud to be a place where talented people who want to make a difference can grow as professionals, leaders, and as individuals. Visit www.prudential.com to learn more about our values, our history and our brand.
Prudential is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status, or any other characteristic protected by law.
Note that this posting is intended for individual applicants. Search firms or agencies should email Staffing at firstname.lastname@example.org for more information about doing business with Prudential.